Press release issued by the Registrar
JUDGMENT IN THE CASE OF T.P. AND K.M. v. THE UNITED KINGDOM
The European Court of Human Rights has today delivered a Grand
Chamber judgment in the case of T.P. and K.M. v. the United Kingdom
(application no. 28945/95 ).
The Court held unanimously that there had been: a violation of
Article 8 (right to respect for family life) of the European Convention
on Human Rights;
no violation of Article 6 (right to a fair trial) of the Convention;
a violation of Article 13 (right to an effective remedy).
Under Article 41 (just satisfaction) of the Convention, the Court
awarded 10,000 pounds sterling (GBP) to each applicant for non-pecuniary
damage and GBP 25,000 for costs and expenses.
1. Principal facts
This case concerns an application brought by a mother, T.P.,
and daughter, K.M., both British nationals, born in 1965 and 1983
respectively and resident in Chelmsford. Between 1984 and 1987,
the local authority, the London Borough of Newham, suspected that
K.M. was being sexually abused. Following a case conference on
2 July 1987, K.M. was placed on the Child Protection Register
under the category of emotional abuse. On 13 November 1987, K.M.,
then aged four, was interviewed by a consultant child psychiatrist,
Dr V. A social worker, Mr P. was present during the interview,
which was videoed. In the course of the interview, K.M. disclosed
that she had been abused by someone named "X". T.P.’s
boyfriend, "XY", who lived with the applicants, shared
the same first name, "X", as the abuser. However, K.M.
indicated that "XY" was not the abuser and stated that
"X" had been thrown out of the house. T.P. was informed
that K.M. had disclosed that she had been sexually abused by "XY".
When she became agitated and angry, Dr V. and Mr P. concluded
that T.P. would be unable to protect the second applicant from
abuse and that she was attempting to persuade K.M. to retract
her allegation. They removed K.M. from the care of her mother
immediately. On 13 November 1987, the local authority applied
successfully to Newham magistrates court for a place of safety
order of 28 days. On 24 November 1987, T.P., having excluded all
men from her home, applied for the second applicant to be made
a ward of court. The local authority was awarded care and control
of the K.M. and T.P. was granted limited access. In or about October
1988, T.P.’s representatives applied for access to the video
of the disclosure interview. The health authority and Dr V. lodged
an objection to disclosure of the video to the first applicant.
On an unspecified date at or about that time, T.P.’s solicitors
had sight of the transcript. The transcript showed that K.M. had
said that "XY" had not abused her and that she had identified
her abuser as having been thrown out of the house by T.P. These
matters were raised by the first applicant’s solicitors
with the local authority. On 21 November 1988, after a hearing
in the High Court where the local authority recommended that the
second applicant be rehabilitated to the first applicant, it was
ordered by consent that K.M. remain a ward of court and that interim
care and control be committed to the local authority who had leave
to place her with T.P. K.M. remained with T.P. from that time
onwards. On 8 November 1990, the applicants issued proceedings
making numerous allegations of negligence and breach of statutory
duty against the local authority, the central allegation being
that the social worker, Mr P. and the psychiatrist, Dr V. failed
to investigate the facts with proper care and thoroughness. The
applicants claimed that as a result of their enforced separation
each of them had suffered a positive psychiatric disorder. Following
proceedings which terminated in the House of Lords, the applicants’
claims were struck out. In the judgment given on 29 June 1995,
which concerned three cases, Lord Browne-Wilkinson held, among
other things, that public policy considerations were such that
local authorities should not be held liable in negligence in respect
of the exercise of their statutory duties safeguarding the welfare
of children.
2. Procedure
The case was lodged with the European Commission of Human Rights
on 2 August 1995 and declared admissible on 26 May 1998. In its
report (available on HUDOC on the Court’s Internet site:
www.echr.coe.int) the Commission expressed the opinion: by 17
votes to 2, that there had been a violation of Article 8; by 18
votes to 1, that there had been no violation of Article 6 in respect
of the first applicant T.P.; by 10 votes to 9 that there had been
a violation of Article 6 in respect of the second applicant K.M.;
by 18 votes to 1 that there had been a violation of Article 13
in respect of the first applicant; and by 10 votes to 9 that no
separate issue arose under Article 13 in respect of the second
applicant. The case was referred to the Court by the Commission
on 25 October 1999 and a public hearing was held on 28 June 2000.
3. Composition of the Court
Judgment was given by the Grand Chamber of 17 judges, composed
as follows: Luzius Wildhaber (Swiss), President,
Elisabeth Palm (Swedish),
Christos Rozakis (Greek),
Jean-Paul Costa (French),
Luigi Ferrari Bravo (Italian),
Lucius Caflisch (Swiss),
Pranas Kûris (Lithuanian),
Josep Casadevall (Andorran),
Boðtjan Zupanèiè (Slovenian),
Nina Vajiã (Croatian),
John Hedigan (Irish),
Wilhelmina Thomassen (Dutch),
Margarita Tsatsa-Nikolovska (FYROMacedonia),
Egils Levits (Latvian),
Kristaq Traja (Albanian),
Anatoly Kovler (Russian),
judges,
Lady Justice Arden (British) ad hoc judge,
and also Paul Mahoney, Deputy Registrar.
4. Complaints
The applicants alleged that K.M. had been unjustifiably taken
into care and separated from her mother T.P. and that they had
had no access to court or effective remedy in respect of that
interference with their rights. They relied on Articles 8, 6 §
1 and 13 of the Convention.
5. Decision of the Court
Article 8
The Court concluded that the question whether to disclose the
video of the interview and its transcript should have been determined
promptly to allow T.P. an effective opportunity to deal with the
allegations that her daughter K.M. could not be returned safely
to her care. Noting that the local authority’s failure to
submit the issue to the court for determination meant T.P. was
not adequately involved in the decision-making process concerning
the care of her daughter, K.M., the Court found a failure to respect
the applicants’ family life and a breach of Article 8.
Article 6
Concerning the applicability of Article 6, the Court was satisfied
that at the outset of the proceedings there was a serious and
genuine dispute about the existence of the right asserted by the
applicants under the domestic law of negligence. In such circumstances,
the Court found that the applicants had, on at least arguable
grounds, a claim under domestic law and that Article 6 was therefore
applicable to the proceedings brought by these applicants alleging
negligence by the local authority. Concerning compliance with
Article 6, the Court observed, firstly, that the applicants were
not prevented in any practical manner from bringing their claims
before the domestic courts. Indeed, the case was litigated with
vigour up to the House of Lords, the applicants being provided
with legal aid for that purpose. Nor was it the case that any
procedural rules or limitation periods were invoked. The domestic
courts were concerned with the application brought by the defendants
to have the case struck out as disclosing no reasonable cause
of action. This involved the pre-trial determination of whether,
assuming the facts of the applicants’ case as pleaded were
true, there was a sustainable claim in law. Nor was the Court
persuaded that the applicants’ claims were rejected due
to the application of an exclusionary rule. The decision of the
House of Lords found, applying ordinary principles of negligence
law, that the local authority could not be held vicariously liable
for any alleged negligence of the doctor and social worker. Lord
Browne-Wilkinson noted that the applicants had not argued any
direct duty of care was owed to them by the local authority. It
could not therefore be maintained that the applicants’ claims
were rejected on the basis that it was not fair, just and reasonable
to impose a duty of care on the local authority in the exercise
of its child care functions. The applicants had submitted that
this ground was included in their original statement of claim
and in the written pleadings on appeal. Since however this ground
was not in fact relied upon in the proceedings conducted before
the House of Lords, the Court cannot speculate as to the basis
on which the claims might have been rejected if they had been
so formulated and argued. The decision of the House of Lords did
end the case, without the factual matters being determined on
the evidence. However, if as a matter of law, there was no basis
for the claim, the hearing of evidence would have been an expensive
and time-consuming process which would not have provided the applicants
with any remedy at its conclusion. There was no reason to consider
the striking out procedure which rules on the existence of sustainable
causes of action as per se offending the principle of access to
court. The applicants might not claim therefore that they were
deprived of any right to a determination on the merits of their
negligence claims. Their claims were properly and fairly examined
in light of the applicable domestic legal principles concerning
the tort of negligence. Once the House of Lords had ruled on the
arguable legal issues that brought into play the applicability
of Article 6 § 1, the applicants could no longer claim any
entitlement under Article 6 § 1 to obtain any hearing concerning
the facts. There was no denial of access to court and, accordingly,
no violation of Article 6.
Article 13
The Court considered that the applicants should have had available
to them a means of claiming that the local authority’s handling
of the procedures was responsible for the damage which they suffered
and obtaining compensation for that damage. It did not agree with
the Government that pecuniary compensation would not provide redress.
If, as was alleged, psychiatric damage occurred, there might have
been elements of medical costs as well as significant pain and
suffering to be addressed. The possibility of applying to the
ombudsman and to the Secretary of State did not provide the applicants
with any enforceable right to compensation. The Court found that
the applicants did not have available to them an appropriate means
for obtaining a determination of their allegations that the local
authority breached their right to respect for family life and
the possibility of obtaining an enforceable award of compensation
for the damage suffered thereby. Consequently, they were not afforded
an effective remedy and there has, accordingly, been a violation
of Article 13.
Lady Justice Arden expressed a concurring opinion which is annexed
to the judgment.
***
The Court’s judgments are accessible on its Internet site
(http://www.echr.coe.int).
Registry of the European Court of Human Rights
F – 67075 Strasbourg Cedex
Contacts: Roderick Liddell (telephone: (0)3 88 41 24 92)
Emma Hellyer (telephone: (0)3 90 21 42 15)
Fax: (0)3 88 41 27 91
The European Court of Human Rights was set up in Strasbourg in
1959 to deal with alleged violations of the 1950 European Convention
on Human Rights. On 1 November 1998 a full-time Court was established,
replacing the original two-tier system of a part-time Commission
and Court.